Risk & Compliance Trai...
£25-30ph London
Compliance Officer - I...£20-£35k South East
Training & Competence ...£20-£35k London
Compliance Assistant -...£20-£35k London
Compliance Manager – G...£35-£50k London
Compliance Daily
Thursday, July 2, 2009
Compliance In The News
BOCA RATON, Fla., July 2, 2009 (GLOBE NEWSWIRE) -- The Securities Law Firm of Klayman & Toskes ("K&T"), www.nasd-law.com, announced today that it filed an arbitration claim with the Financial...
02 Jul 2009 21:56
Well, after getting our hopes up over the last few months, the economy turned on us this week and sent a depressing but fairly clear message that we are still deep in the recessionary tunnel....
02 Jul 2009 21:37
A U.S. Securities and Exchange Commission lawyer warned about irregularities at Bernard Madoff's financial management firm as far back as 2004, The Washington Post reported on Thursday, citing...
02 Jul 2009 20:48
United States Spotlight
Administration Wants Greater Regulatory...
WKUS-WS-DOC-000008593560 WK-Editors upsert DNS01 DNS-DUK 3 01-Jul-2009 18:00:00...
IOSCO Issues Principles for Hedge Fund...
Conference Panelists Review Risk Managem...
Proposed Consumer Protection Regulator...
European Union Spotlight
Myners speaks at BBA Annual Conference
Paul Myners, HM Treasury Financial Services Secretary, has delivered a speech...
FSA advice for smaller firms on RDR
Consumer protection in financial services...
ISDA responds to review of EU Brussels...
Mandelson discusses the future for banki...
Systemic Risk
FINRA is in a better position to monitor and identify long-term, systemic risk than any new regulator that the government is considering forming, said Richard Ketchum, CEO of the regulator.
