Compliance Manager...
£ South East
Compliance/Risk Manage...£50-£65k London
Regulatory Risk Analys...£35-£50k London
Senior Compliance Mana...£50-£65k Scotland
Uk & European Complian...£ London
Compliance Daily
Saturday, November 7, 2009
Compliance In The News
Notice is hereby given that Glancy Binkow & Goldberg LLP has filed a class action lawsuit in the United States District Court for the Central District of California on behalf of a class consisting...
07 Nov 2009 06:43
NEW YORK: The US Justice Department sees wire taps as a crucial tool to root out securities fraud as it collaborates more closely with mwarket regulators, a senior department official said on...
07 Nov 2009 06:33
NEWARK, N.J. -- Dow Corning Corp., the world's biggest silicone supplier, has sued BB&T Corp., accusing the bank of falsely representing the safety and liquidity of $667 million in auction-rate...
07 Nov 2009 06:29
United States Spotlight
SEC, FINRA Chairs Outline Fiduciary...
WKUS-WS-DOC-000009224260 WK-Editors upsert DNS01 DNS-DUK 3 05-Nov-2009 18:00:00...
SEC Updates Oil and Gas Interpretations
FINRA's Ketchum: More Disclosure, WSP...
FINRA Boss Critical of Annuities
Madoff Trustee Faces Opposition
European Union Spotlight
PwC disappointed at Lehman judgement
WKUS-WS-DOC-000009258298 WK-Editors upsert DUK01 DNS01 DNS-DUK 06-Nov-2009 18:00:00...
New PSD passport guidance & Q&A...
Latest FSA Solvency II help for firms
Kuneva unveils consumer policy plan
OTC Derivatives
The OTC Derivatives Markets Act, HR 3795, that was favorably reported out of the House Financial Services Committee is a consensus-based piece of legislation representing significant input from moderate Democrats.
