Compliance Daily
Saturday, November 7, 2009
Compliance In The News
Notice is hereby given that Glancy Binkow & Goldberg LLP has filed a class action lawsuit in the United States District Court for the Central District of California on behalf of a class consisting...
07 Nov 2009 06:43
NEW YORK: The US Justice Department sees wire taps as a crucial tool to root out securities fraud as it collaborates more closely with mwarket regulators, a senior department official said on...
07 Nov 2009 06:33
NEWARK, N.J. -- Dow Corning Corp., the world's biggest silicone supplier, has sued BB&T Corp., accusing the bank of falsely representing the safety and liquidity of $667 million in auction-rate...
07 Nov 2009 06:29
United States Spotlight
SEC, FINRA Chairs Outline Fiduciary...

WKUS-WS-DOC-000009224260 WK-Editors upsert DNS01 DNS-DUK 3 05-Nov-2009 18:00:00...
SEC Updates Oil and Gas Interpretations
FINRA's Ketchum: More Disclosure, WSP...
FINRA Boss Critical of Annuities
Madoff Trustee Faces Opposition
European Union Spotlight
PwC disappointed at Lehman judgement

WKUS-WS-DOC-000009258298 WK-Editors upsert DUK01 DNS01 DNS-DUK 06-Nov-2009 18:00:00...
New PSD passport guidance & Q&A...
Latest FSA Solvency II help for firms
Kuneva unveils consumer policy plan





